Vice President, Employee Compliance

BlackRock

Gurugram, India
**
Personal trading compliance monitoring
Risk governance and control outcomes
Technology-enabled operations
** BlackRock is seeking a Vice President of Employee Compliance in Gurugram, India, to lead the operational stability and risk governance of global compliance programs. This role focuses on personal trading compliance, requiring strong leadership and technical expertise in compliance at a financial services firm. **

Job Summary

  • The Vice President – Employee Compliance (India) is a senior leadership role responsible for leading the operational stability, risk governance, and control outcomes of global Employee Compliance programs delivered from India, with a strong focus on personal trading compliance monitoring and technology-enabled operations.
  • This is a process and risk ownership role, encouraging audit-ready execution at scale, defensible risk decisions, and driving the evolution of Employee Compliance through automation, data, and AI-enabled solutions.
  • The Legal & Compliance (L&C) team seeks to ensure the firm satisfies its regulatory obligations, protects its reputation, and provides advice to and partners with the business to meet clients’ expectations.

Matching Summary

Match Score: 75

** BlackRock is seeking a Vice President of Employee Compliance in Gurugram, India, to lead the operational stability and risk governance of global compliance programs. This role focuses on personal trading compliance, requiring strong leadership and technical expertise in compliance at a financial services firm. **

Skills & Requirements

Must-have

  • Personal trading compliance monitoring
  • Risk governance and control outcomes
  • Technology-enabled operations
  • Automation and AI solutions
  • Audit-ready execution at scale

Nice-to-have

  • Thought leadership on regulation
  • Cultivating compliance culture
  • Partnering with business colleagues

Key Requirements

  • 8-10 years of compliance experience
  • 4+ years people leadership experience
  • Demonstrated ownership of personal trading programs
  • Strong understanding of control frameworks
  • Proficiency in analyzing large datasets

Work Rights

Not specified

Tailored Resume

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