Vice President, Regulatory Management & Remediation

TD Bank

New York, New York, United States
Base: $150,000 - $185,000 usd; bonus/equity: not s...
Td agile pdlc delivery approaches
Project delivery methodologies
Capital markets knowledge
The TD Securities U.S. Regulatory Management & Remediation team is responsible for the planning, execution and delivery of key regulatory initiatives for our US Wholesale business

Job Summary

  • The TD Securities U.S. Regulatory Management & Remediation team is responsible for the planning, execution and delivery of key regulatory initiatives for our US Wholesale business.
  • This role involves partnering closely with senior leaders across TDS, Risk, Legal, HR, Compliance and working in close alignment with our TDGUS and CUSO operations and governance forums.
  • TD is committed to providing fair and equitable compensation opportunities, growth opportunities, and skill development as defining features of the colleague experience.

Matching Summary

The TD Securities U.S. Regulatory Management & Remediation team is responsible for the planning, execution and delivery of key regulatory initiatives for our US Wholesale business.

Salary

Base: $150,000 - $185,000 USD; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • TD Agile PDLC delivery approaches
  • project delivery methodologies
  • Capital Markets knowledge
  • regulatory requirements knowledge
  • leading end-to-end delivery
  • stakeholder management and communication

Nice-to-have

  • passion to succeed
  • results-oriented mindset
  • high attention to detail
  • flexible and adaptive
  • ability to build and motivate teams
  • entrepreneurial mindset
  • drive for continuous improvement

Key Requirements

  • University degree or equivalent
  • 7+ years of prior experience in organizational change management
  • In-depth understanding of self clearing
  • Superior understanding of end-to-end clearing workflow
  • Advanced Excel data manipulation skills

Work Rights

Not specified

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