Senior Associate, Financial Crimes Prevention (counterparty Kyc)

Ares

Mumbai, India
Financial crime risk assessment
Kyc process execution
Aml documentation requirements
The Senior Associate will play a critical role in execution and supervision of the KYC process in line with FCP Program requirements, inclusive of jurisdictional requirements

Job Summary

  • The Senior Associate will play a critical role in execution and supervision of the KYC process in line with FCP Program requirements, inclusive of jurisdictional requirements.
  • They will be responsible for assessing financial crime risks identified through the KYC process and ensuring consistent application of the Firm’s risk tolerance and relevant jurisdictional requirements.
  • The company fosters a welcoming and inclusive work environment where high-performance talent of diverse backgrounds can build careers within this exciting and growing industry.

Matching Summary

The Senior Associate will play a critical role in execution and supervision of the KYC process in line with FCP Program requirements, inclusive of jurisdictional requirements.

Skills & Requirements

Must-have

  • Financial crime risk assessment
  • KYC process execution
  • AML documentation requirements
  • Investment and counterparty due diligence
  • Regulatory compliance knowledge
  • Microsoft Office Suite proficiency

Nice-to-have

  • International regulatory exposure
  • Technology-based KYC solutions
  • Strong communication skills
  • Team collaboration and training
  • Analytical and detail-oriented mindset
  • Ability to handle confidential information

Key Requirements

  • Bachelor’s Degree required
  • 6+ years financial services compliance experience
  • Knowledge of global asset management compliance
  • Understanding of AML legislation and regulations
  • Familiarity with SEC, FCA, CSSF and CIMA regulations
  • Experience with investment adviser industry laws

Work Rights

Not specified

Tailored Resume

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