Associate Or Associate Director, Japan Compliance

apollo-fire.co.uk

Tokyo, Japan
Japanese regulatory compliance execution
Type i ii iaa dim license experience
Asset management compliance oversight
The incumbent will execute the Japanese compliance program to ensure full adherence to Japanese regulatory obligations alongside the Japan Compliance Officer

Job Summary

  • The incumbent will execute the Japanese compliance program to ensure full adherence to Japanese regulatory obligations alongside the Japan Compliance Officer.
  • Candidates must possess 3-6 years of proven compliance experience within a firm holding Type I, II, IAA, and/or DIM licenses in the Japanese financial sector.
  • Apollo offers a global alternative asset management environment with approximately $938 billion in assets under management as of December 31, 2025.

Matching Summary

The incumbent will execute the Japanese compliance program to ensure full adherence to Japanese regulatory obligations alongside the Japan Compliance Officer.

Skills & Requirements

Must-have

  • Japanese regulatory compliance execution
  • Type I II IAA DIM license experience
  • Asset management compliance oversight
  • Fluent English and Japanese bilingualism
  • Regulatory filing and reporting management

Nice-to-have

  • Creative mindset for compliance solutions
  • Collaborative multi-jurisdictional teamwork
  • Strong analytical and business acumen
  • Experience with internal audit coordination
  • Proven ability to work independently

Key Requirements

  • Bachelor's degree or equivalent
  • 3-6 years financial services compliance experience
  • Familiarity with asset management and institutional sales
  • Fluency in oral and written English and Japanese

Work Rights

Not specified

Tailored Resume

Cover Letter