Regulatory Reporting Operations- Associate

Morgan Stanley UK

New York, United States
Base: $65,000 - $103,000 py; bonus/equity: not spe...
Cat/cftc regulatory reporting
Trade lifecycle expertise
Exception investigation and root cause analysis
Execute complex processes and assist a Team Manager in coordinating processes, risks and/or projects in a Team Lead capacity

Job Summary

  • Execute complex processes and assist a Team Manager in coordinating processes, risks and/or projects in a Team Lead capacity.
  • Interface with multiple operations stakeholders, Business Unit, Legal, Compliance and Technology for investigation of reporting and reconciliation exceptions, identify root causes and run governance for resolution.
  • At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered.

Matching Summary

Execute complex processes and assist a Team Manager in coordinating processes, risks and/or projects in a Team Lead capacity.

Salary

Base: $65,000 - $103,000 per year; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • CAT/CFTC regulatory reporting
  • Trade lifecycle expertise
  • Exception investigation and root cause analysis
  • Data quality monitoring and governance
  • FINRA CAT linkage exceptions

Nice-to-have

  • Culture carrier and firm values
  • Collaboration and relationship building
  • Innovation and process improvement
  • Automation platform knowledge

Key Requirements

  • At least 4 years' relevant experience
  • Working knowledge of CAT/CFTC
  • Strong knowledge on multi jurisdiction regulatory reporting

Work Rights

Not specified

Tailored Resume

Cover Letter