Audit Manager I, Financial Crimes Issues Validation (944)
TD Ameritrade
Toronto, Ontario, Canada
Base: $81,600 - $115,200 cad; bonus/equity: not sp...
Aml audit experience
End-to-end audit execution
Risk assessment and mitigation
The role involves providing subject matter expertise to plan and execute end-to-end audits for financial crimes issues while ensuring alignment with regulatory guidelines
Job Summary
The role involves providing subject matter expertise to plan and execute end-to-end audits for financial crimes issues while ensuring alignment with regulatory guidelines.
Candidates will lead moderately complex audits, identify failures in internal processes, and recommend improvements to enhance operational efficiencies across the business.
TD offers a competitive total rewards package including base salary, variable compensation, health benefits, retirement programs, and extensive career development opportunities.
Matching Summary
The role involves providing subject matter expertise to plan and execute end-to-end audits for financial crimes issues while ensuring alignment with regulatory guidelines.
Salary
Base: $81,600 - $115,200 CAD; Bonus/Equity: Not specified; Benefits: Included in Total Rewards Package
Skills & Requirements
Must-have
AML audit experience
end-to-end audit execution
risk assessment and mitigation
internal controls review
regulatory compliance adherence
Nice-to-have
emerging analytical tools knowledge
cross-functional collaboration skills
process improvement recommendations
strong written and verbal communication
integrity in handling confidential data
Key Requirements
Over 5 years of relevant AML audit experience
Undergraduate degree required
CAMS or CIA certification strongly preferred
Proficiency in MS Office suite (Excel, Word, PowerPoint, Access)