Senior Manager, Compliance (etf)

Invesco

Hong Kong, China
Not specified; not specified; comprehensive compen...
Hybrid
8-10 years compliance experience in financial services
Strong knowledge of sfc regulations and hk listing rules
Expertise in etf product lifecycle and regulatory frameworks
This role serves as the lead compliance advisor for the ETF business in Hong Kong and across the APAC region, reporting directly to the Head of Compliance

Job Summary

  • This role serves as the lead compliance advisor for the ETF business in Hong Kong and across the APAC region, reporting directly to the Head of Compliance.
  • The incumbent is responsible for overseeing ETF regulatory obligations, driving the interpretation of regulatory changes, and ensuring adherence to applicable laws and exchange requirements.
  • Invesco offers a comprehensive benefits package including generous annual leave, flexible paid time off, hybrid work schedules, and learning and development programs.

Matching Summary

This role serves as the lead compliance advisor for the ETF business in Hong Kong and across the APAC region, reporting directly to the Head of Compliance.

Salary

Not specified; Not specified; Comprehensive compensation and benefit offerings including health & wellbeing benefits and employee stock purchase plan

Skills & Requirements

Must-have

  • 8-10 years compliance experience in financial services
  • Strong knowledge of SFC regulations and HK Listing Rules
  • Expertise in ETF product lifecycle and regulatory frameworks

Nice-to-have

  • Experience interacting with regulators like SFC and HKEX
  • Bilingual proficiency in English and Chinese
  • Ability to work independently with strong judgment

Key Requirements

  • Degree in Accounting/Finance/Law or related disciplines
  • Minimum 8-10 years relevant compliance experience
  • Strong working knowledge of SFC regulations and ETF frameworks

Work Rights

Not specified

Tailored Resume

Cover Letter