Compliance Analyst

Realty Income Corporation

San Diego, USA
Base: $28.21 - $39.32; bonus/equity: eligible for ...
On-site
Personal compliance program administration
Compliance software user support
First-line compliance advisory
The Compliance Analyst supports the firm’s regulated compliance program with a focus on personal compliance requirements, including personal account dealing and outside business activities

Job Summary

  • The Compliance Analyst supports the firm’s regulated compliance program with a focus on personal compliance requirements, including personal account dealing and outside business activities.
  • This role assists with the day-to-day administration of the personal compliance program and supports the implementation, testing, and monitoring of policies and procedures.
  • Realty Income offers a best-in-class benefits package that includes healthcare, dental, and vision insurance, a 401(k)-retirement plan with a company match, and generous PTO.

Matching Summary

The Compliance Analyst supports the firm’s regulated compliance program with a focus on personal compliance requirements, including personal account dealing and outside business activities.

Salary

Base: $28.21 - $39.32; Bonus/Equity: Eligible for annual discretionary bonus and stock award; Benefits: Healthcare, dental, vision, 401(k) match, PTO, paid holidays, paid volunteer time

Skills & Requirements

Must-have

  • Personal compliance program administration
  • Compliance software user support
  • First-line compliance advisory
  • Employee compliance training support
  • Regulatory filings preparation

Nice-to-have

  • Respect for privacy and confidentiality
  • Empathetic internal customer service
  • Adaptability to changing tasks

Key Requirements

  • 2+ years of relevant professional experience
  • Prior involvement with personal compliance programs
  • Knowledge of personal investments and financial products
  • Excellent computer skills
  • Understanding of Investment Advisers Act of 1940

Work Rights

Not specified

Tailored Resume

Cover Letter