Senior Compliance Officer

Apexgroup Inc

Auckland, New Zealand
Aml/cft compliance expertise
Data protection compliance
Ethics and conflict of interest
The role will be based in Auckland, New Zealand though we may consider candidates from Wellington

Job Summary

  • The role will be based in Auckland, New Zealand though we may consider candidates from Wellington.
  • Support, implement, maintain, and monitor adherence with Apex’s compliance framework, programme and policies including without limitation, AML, data protection, ethics, conflict of interest etc. for the Apex New Zealand businesses and operations.
  • Competitive remuneration commensurate with skills and experience; Training and development opportunities.

Matching Summary

The role will be based in Auckland, New Zealand though we may consider candidates from Wellington.

Skills & Requirements

Must-have

  • AML/CFT compliance expertise
  • Data protection compliance
  • Ethics and conflict of interest
  • Regulatory filings and reporting
  • Suspicious activity reporting
  • Risk assessment and analysis

Nice-to-have

  • Positive disrupter mindset
  • Industry-changing ideas
  • Global business experience
  • Cross-jurisdictional services
  • Retail investment product knowledge

Key Requirements

  • 5-6 years compliance experience
  • ACAMS qualification desirable
  • AML/CFT and/or Privacy Act expertise
  • Strong analytical capability
  • Strong people management skills
  • Ability to work under pressure
  • Ability to meet tight deadlines

Work Rights

Not specified

Tailored Resume

Cover Letter