Markets Business Oversight Compliance - E-trading

jobs.barclays

Data-led expert oversight
Check and challenge business
Market abuse investigation
Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities

Job Summary

  • Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.
  • Identify and investigate potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct.
  • As a Barclays Market Business Oversight Compliance VP – E-Trading (APAC), you will provide compliance governance for electronic trading activities within the Markets business, covering Equities and FICC across the APAC region.

Matching Summary

Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.

Skills & Requirements

Must-have

  • data-led expert oversight
  • check and challenge business
  • market abuse investigation
  • compliance risk assessment
  • E-trading compliance governance
  • APAC region compliance

Nice-to-have

  • strategic recommendations
  • influencing operations
  • building trusting relationships
  • Barclays Values and Mindset

Key Requirements

  • minimum of 7 years’ experience
  • strong knowledge of E-Trading business
  • fluency in English required
  • Legal Right to Work

Work Rights

Not specified

Tailored Resume

Cover Letter