Sr. Analyst, Regulatory Reporting Qa

Capital One

Muntinlupa City, National Capital Region, Philippines
Hybrid
Perform transaction level procedures
Review regulatory filing data integrity
Analyze root cause of issues
The Regulatory Reporting Quality Assurance function is responsible for performing independent validation of regulatory reporting data integrity and the associated control environment

Job Summary

  • The Regulatory Reporting Quality Assurance function is responsible for performing independent validation of regulatory reporting data integrity and the associated control environment.
  • Key responsibilities include leading periodic reviews of data reported in company regulatory filings such as FFIEC 031 Call Report and FR Y-14 series reports.
  • The role requires analyzing known issues, identifying root causes, and recommending remediation actions through succinct communications tailored to various audiences.

Matching Summary

The Regulatory Reporting Quality Assurance function is responsible for performing independent validation of regulatory reporting data integrity and the associated control environment.

Skills & Requirements

Must-have

  • Perform transaction level procedures
  • Review regulatory filing data integrity
  • Analyze root cause of issues
  • Document target area processes
  • Recommend remediation actions

Nice-to-have

  • Strong written communication skills
  • Ability to influence senior experts
  • Creative problem solving abilities
  • Sense of ownership and accountability
  • Adapt quickly to change

Key Requirements

  • Bachelor's Degree required
  • At least 2 years experience in Internal Controls or Audit
  • Knowledge of FFIEC 031 and FR Y-14 filings preferred
  • CPA, CIA, or CISA certification preferred
  • 3 years accounting or finance experience preferred

Work Rights

Not specified

Tailored Resume

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