Compliance Surveillance Officer For Communication, Information Barrier, And Trade Surveillance - Avp

Deutsche Bank

Manila, Philippines
Competitive salary; attractive retirement benefit;...
Not specified (suggesting potential flexibility based on the mention of support for flexible work arrangements).
8-10 years surveillance experience
Knowledge of financial market products
Understanding of market abuse principles
Deutsche Bank is seeking a Compliance Surveillance Officer for its Manila office, focusing on communication, information barrier, and trade surveillance within financial markets. The ideal candidate will have 8-10 years of experience in compliance and surveillance, with a strong understanding of market abuse principles and relevant financial products

Job Summary

  • The role involves conducting global compliance surveillance across communication, information barrier, and trade products for financial markets.
  • Candidates will be responsible for reviewing alerts, investigating irregularities, and ensuring timely escalation of potential market abuse activities.
  • The position offers a competitive salary, attractive retirement benefits, medical insurance, and 20 days of annual vacation.

Matching Summary

Match Score: 85

Deutsche Bank is seeking a Compliance Surveillance Officer for its Manila office, focusing on communication, information barrier, and trade surveillance within financial markets. The ideal candidate will have 8-10 years of experience in compliance and surveillance, with a strong understanding of market abuse principles and relevant financial products.

Salary

Competitive Salary; Attractive Retirement Benefit; Medical and Life Insurance upon employment

Skills & Requirements

Must-have

  • 8-10 years surveillance experience
  • Knowledge of financial market products
  • Understanding of market abuse principles
  • Experience with Bloomberg or Reuters
  • Ability to analyze large data sets

Nice-to-have

  • Fluency in Asian or European languages
  • Experience with SmartsBroker platform
  • MS Office Macro writing skills
  • Awareness of Artificial Intelligence applications
  • Project management and UAT testing experience

Key Requirements

  • Minimum 8-10 years in Surveillance and Compliance
  • Degree level preferably in finance or economics
  • Fluent English spoken and written

Work Rights

Not specified

Tailored Resume

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