Licensed Financial Services Representative – (written/digital Correspondent)

Vanguard UK

North Carolina, United States
Hybrid
Active finra licenses required prior to start
Strong written communication skills
Ability to manage multiple concurrent chats
This role supports Vanguard's Personal Investor clients by handling complex service and transaction requests exclusively through digital channels

Job Summary

  • This role supports Vanguard's Personal Investor clients by handling complex service and transaction requests exclusively through digital channels.
  • Candidates must possess active FINRA licenses (SIE, Series 7, and Series 63) and a minimum of two years of related financial services experience.
  • The position follows a hybrid work model requiring on-site presence at offices in North Carolina, Arizona, or Pennsylvania on Tuesdays, Wednesdays, and Thursdays.

Matching Summary

This role supports Vanguard's Personal Investor clients by handling complex service and transaction requests exclusively through digital channels.

Skills & Requirements

Must-have

  • Active FINRA licenses required prior to start
  • Strong written communication skills
  • Ability to manage multiple concurrent chats

Nice-to-have

  • Experience in brokerage or retirement services
  • Consultative approach to client needs
  • Ability to explain complex financial topics clearly

Key Requirements

  • Active SIE, Series 7, and Series 63 licenses
  • Minimum 2 years financial services experience
  • Undergraduate degree or equivalent training
  • Non-USA citizenship status required (no sponsorship)

Work Rights

Must be eligible to work in the US without sponsorship

Tailored Resume

Cover Letter