Senior Analyst, Communications Surveillance, Ca

Royal Bank of Canada

Putrajaya, Malaysia
Onsite
Compliance and surveillance program delivery
Monitoring and reviewing flagged communications
Handling confidential and sensitive information
You will support the delivery of core elements of the Compliance and Surveillance Program related to communications on a timely and consistent basis

Job Summary

  • You will support the delivery of core elements of the Compliance and Surveillance Program related to communications on a timely and consistent basis.
  • The role involves conducting monitoring and surveillance activities, identifying compliance risks, and developing corrective action plans.
  • RBC fosters an inclusive workplace based on respect, belonging, and opportunity for all employees.

Matching Summary

You will support the delivery of core elements of the Compliance and Surveillance Program related to communications on a timely and consistent basis.

Skills & Requirements

Must-have

  • Compliance and surveillance program delivery
  • Monitoring and reviewing flagged communications
  • Handling confidential and sensitive information
  • Advanced proficiency in Excel
  • Identifying compliance vulnerabilities and risks

Nice-to-have

  • Experience in Capital Markets or Wealth Management Compliance
  • Trading background or finance degree
  • Knowledge of Microsoft Excel, SQL or data visualization tools
  • Strong proficiency in English
  • Understanding regional communication nuances

Key Requirements

  • Bachelor degree in Finance, Law, Business or any discipline
  • 2-5 years experience in Compliance, Internal Audit or Risk Management
  • Ability to handle confidential information with discretion

Work Rights

Not specified

Tailored Resume

Cover Letter