Vice President, Legal And Compliance - Cftc Compliance

Galaxy Digital

New York, NY, United States
Base: $180,000 - $240,000 usd; bonus: discretionar...
On-site
5+ years legal or compliance experience
Swap dealer compliance program implementation
Otc derivatives and swap dealer business knowledge
The role involves establishing and maintaining Galaxy's CFTC compliance programs covering swap activities and CPO/CTA operations

Job Summary

  • The role involves establishing and maintaining Galaxy's CFTC compliance programs covering swap activities and CPO/CTA operations.
  • Candidates will serve as the primary point of contact for regulators like the NFA regarding examinations and inquiries.
  • Galaxy offers competitive compensation including a base salary range of $180,000 to $240,000 USD along with flexible working arrangements.

Matching Summary

The role involves establishing and maintaining Galaxy's CFTC compliance programs covering swap activities and CPO/CTA operations.

Salary

Base: $180,000 - $240,000 USD; Bonus: Discretionary bonus included; Benefits: 3% 401(k) contribution, health benefits, parental leave

Skills & Requirements

Must-have

  • 5+ years legal or compliance experience
  • Swap Dealer compliance program implementation
  • OTC derivatives and swap dealer business knowledge
  • CFTC regulatory reporting and filings
  • E-communication surveillance administration

Nice-to-have

  • Knowledge of digital asset regulatory treatment
  • Experience with AI tools and automation platforms
  • Background in U.S. sell-side firms
  • High performance and transparent feedback culture
  • Independent decision-making capabilities

Key Requirements

  • Minimum 5 years legal or compliance experience
  • JD or MBA degree required
  • Demonstrated experience implementing swap dealer compliance programs
  • Strong product knowledge of OTC derivatives

Work Rights

Not specified

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