Broker Dealer Regulatory Reporting Analyst

Barclays

Whippany, NJ, US
Base: $80,000 - $105,000; bonus/equity: not specif...
Sec/finra broker dealer regulatory reporting
Regulatory reporting risk mitigation
Preparation and submission of regulatory reports
Join Barclays as a Broker Dealer Regulatory Reporting Analyst, where you’ll play a key role in supporting daily reserve formula computation around 15c3-3 Rule and ensuring compliance with U.S. broker-dealer regulatory requirements

Job Summary

  • Join Barclays as a Broker Dealer Regulatory Reporting Analyst, where you’ll play a key role in supporting daily reserve formula computation around 15c3-3 Rule and ensuring compliance with U.S. broker-dealer regulatory requirements.
  • You will prepare and submit mandatory reports to governing bodies such as FINRA, SEC, CFTC, and CME, maintaining accuracy and timeliness.
  • Barclays employees are eligible for a suite of a competitive and generous employee benefits, including medical, dental and vision coverage, 401(k), life insurance, and other paid leave for qualifying circumstances.

Matching Summary

Join Barclays as a Broker Dealer Regulatory Reporting Analyst, where you’ll play a key role in supporting daily reserve formula computation around 15c3-3 Rule and ensuring compliance with U.S. broker-dealer regulatory requirements.

Salary

Base: $80,000 - $105,000; Bonus/Equity: Not specified; Benefits: Medical, dental, vision, 401(k), life insurance, paid leave

Skills & Requirements

Must-have

  • SEC/FINRA Broker Dealer Regulatory Reporting
  • Regulatory reporting risk mitigation
  • Preparation and submission of regulatory reports
  • Communication with regulatory bodies
  • Regulatory reporting systems management

Nice-to-have

  • Attention to detail and analytical aptitude
  • Effective communication and relationship building
  • Ability to work autonomously and escalate issues
  • Knowledge of broker/securities dealer operations

Key Requirements

  • SEC/FINRA Broker Dealer Regulatory Reporting experience
  • Experience with large institution reporting
  • Ability to present to senior leadership and regulators
  • Knowledge of accounting, product, regulatory and operational aspects of Broker/Securities Dealer

Work Rights

Not specified

Tailored Resume

Cover Letter