Empower offers a flexible work environment and celebrates internal mobility while emphasizing purpose, well-being, and work-life balance
Job Summary
Empower offers a flexible work environment and celebrates internal mobility while emphasizing purpose, well-being, and work-life balance.
The Senior Director will serve as a trusted compliance advisor, leading a team to ensure regulatory and internal standards are met across advice and supervisory functions.
The company provides diverse benefits including medical, dental, vision, life insurance, 401(k) with matching, tuition reimbursement, generous paid time off, and paid volunteer time.
Matching Summary
Empower offers a flexible work environment and celebrates internal mobility while emphasizing purpose, well-being, and work-life balance.
Salary
Base: $138,000.00 - $200,100.00; Bonus/Equity: Bonus program available; Benefits: Medical, dental, vision, life insurance, 401(k) with matching, tuition reimbursement, paid time off
Skills & Requirements
Must-have
Compliance oversight for broker-dealer operations
Regulatory guidance on SEC, FINRA, DOL rules
Leadership of compliance teams
Implementation of compliance frameworks
Risk-based compliance solutions
Communication with senior management
Nice-to-have
Strategic thinking and sound judgment
Strong relationship-building skills
Challenger mindset
Experience with compliance governance
Balancing business and regulatory needs
Key Requirements
10+ years compliance experience in broker-dealer and investment advisory
FINRA Series 7 and 65 (or 7 and 66) plus 9/10 or 24 required
FINRA fingerprinting required
Bachelor’s degree or equivalent experience
Authorized to work in the U.S. without sponsorship
Work Rights
Authorized to work in the U.S. without sponsorship