The role ensures the firm's products comply with all relevant laws and regulations by preparing documentation and acting as a liaison with government agencies
Job Summary
The role ensures the firm's products comply with all relevant laws and regulations by preparing documentation and acting as a liaison with government agencies.
Candidates will provide guidance on updates to system architecture and assist with semi-annual sub-certification processes mandated by the CFTC.
Morgan Stanley offers a comprehensive benefits package and opportunities for career advancement within a diverse and collaborative global environment.
Matching Summary
The role ensures the firm's products comply with all relevant laws and regulations by preparing documentation and acting as a liaison with government agencies.
Salary
Base: $120,000; Bonus/Equity: Incentive compensation and discretionary bonuses available; Benefits: Comprehensive employee benefits and perks
Skills & Requirements
Must-have
CFTC regulatory reporting experience
SEC and CSA reporting knowledge
OTC derivatives trade lifecycle expertise
SQL and Power BI data analytics skills
ISDA and DTCC framework familiarity
Nice-to-have
Cross-functional collaboration abilities
System architecture guidance experience
Training operations staff capabilities
Proactive regulatory interpretation skills
Key Requirements
Bachelor's degree in Business Management or Finance
Two years of experience in Operations Specialist or Analyst roles
Two years of experience with regulatory reporting frameworks