Investment Compliance - Senior Associate

State Street

Pune, Maharashtra, India
Investment compliance monitoring
Prospectus and sai interpretation
Client onboarding for compliance
The team you will be joining is a part of State Street Global Advisors (SSGA), one of the biggest asset managers in the world, that provides services to governments, institutions and financial advisors

Job Summary

  • The team you will be joining is a part of State Street Global Advisors (SSGA), one of the biggest asset managers in the world, that provides services to governments, institutions and financial advisors.
  • You will be responsible for onboarding new clients by interpreting prospectuses and investment mandates to create compliance rule matrices and ensuring accurate compliance reporting.
  • State Street offers a great work environment with competitive benefits, flexible work programs, and a strong commitment to inclusion, diversity, and social responsibility.

Matching Summary

The team you will be joining is a part of State Street Global Advisors (SSGA), one of the biggest asset managers in the world, that provides services to governments, institutions and financial advisors.

Skills & Requirements

Must-have

  • Investment compliance monitoring
  • Prospectus and SAI interpretation
  • Client onboarding for compliance
  • Alteryx workflow design and refinement
  • SQL knowledge
  • Compliance rule matrix creation
  • Pre or post-trade investment compliance

Nice-to-have

  • Strong communication and interpersonal skills
  • Organizational and time management skills
  • Analytical skills
  • Exposure to Charles River Development
  • Coding in Visual Basic Applications
  • Deadline and detail oriented
  • Team collaboration and liaison

Key Requirements

  • 4+ years experience in Fund Administration or related work
  • Investment compliance monitoring or coding experience
  • University degree in Business, Accounting, Finance or related
  • Preferred certifications: FRM, CFA, CISI

Work Rights

Not specified

Tailored Resume

Cover Letter