The role is responsible for performing second‑line investment compliance oversight, including daily post‑trade monitoring, rule‑coding accuracy checks, breach escalation, and market‑abuse surveillance
Job Summary
The role is responsible for performing second‑line investment compliance oversight, including daily post‑trade monitoring, rule‑coding accuracy checks, breach escalation, and market‑abuse surveillance.
It also administers Personal Dealing compliance, conducts monitoring and assurance reviews under the annual compliance plan, and performs e‑communication surveillance for potential misconduct.
The company is on an exciting movement to create a healthier, more sustainable future for everyone, aiming to help a billion people live Healthier, Longer, Better Lives by 2030.
Matching Summary
The role is responsible for performing second‑line investment compliance oversight, including daily post‑trade monitoring, rule‑coding accuracy checks, breach escalation, and market‑abuse surveillance.
Skills & Requirements
Must-have
post-trade monitoring
market abuse surveillance
Personal Dealing compliance
e-communication surveillance
rule coding accuracy checks
Nice-to-have
ambitious people
inspiring and supportive leaders
tech-savvy
consultative
Key Requirements
Minimum 6 years of experience
Degree in Accounting, Finance, Economics, or Business Management
Knowledge of regulatory environment such as MAS and FATCA