Not specified; not specified; comprehensive hospit...
5 to 6 years regulatory experience
Market manipulation theme knowledge
Trade surveillance tool proficiency
The role involves assisting the Business Supervisory Office in ensuring US Private Banking Business compliance with local rules and regulations
Job Summary
The role involves assisting the Business Supervisory Office in ensuring US Private Banking Business compliance with local rules and regulations.
Analysts are responsible for reviewing daily trade alerts to identify market manipulation themes such as front running, pump and dump, and insider trading.
The position offers comprehensive benefits including gender-neutral parental leaves, 100% reimbursement for childcare assistance, and sponsorship for industry certifications.
Matching Summary
The role involves assisting the Business Supervisory Office in ensuring US Private Banking Business compliance with local rules and regulations.
Salary
Not specified; Not specified; Comprehensive Hospitalization Insurance, Accident and Term life Insurance, Childcare assistance benefit
Skills & Requirements
Must-have
5 to 6 years regulatory experience
Market manipulation theme knowledge
Trade surveillance tool proficiency
Private Banking AML risk understanding
Transaction monitoring expertise
Nice-to-have
SunGard/FIS Protegent tool experience
Cross-border transaction analysis skills
Process enhancement initiative
Stakeholder coordination abilities
Continuous learning culture
Key Requirements
5 to 6 years Regulatory and Brokerage Trade Surveillance experience
Experience with PM1 or SunGard/FIS Protegent Surveillance tools
Strong understanding of Private Banking AML risks
Knowledge of Financial Crime regulations
Sound banking knowledge of product and service offerings