Compliance Executive ( Insurance / FA , Bras Basah ) - YZ11
THE SUPREME HR ADVISORY PTE. LTD.
Singapore
Base: $3,500 - $4,500; bonus/equity: not specified...
Flexi hours (monday - friday)
Experience in financial advisory industry
Knowledge of financial advisers act
Proficiency in microsoft excel
The Compliance Executive position at The Supreme HR Advisory Pte. Ltd. involves ensuring the company adheres to legal and ethical standards while meeting its business goals within the financial advisory sector. Candidates should possess relevant educational qualifications and experience, preferably in compliance or the insurance industry
Job Summary
The role involves ensuring the company functions legally and ethically while meeting business goals under MAS licensing.
Responsibilities include conducting balanced scorecard audits, regulatory reporting, and misconduct investigations.
Candidates must stay abreast of regulatory developments including the Personal Data Protection Act and implement necessary changes.
Matching Summary
Match Score: 75
The Compliance Executive position at The Supreme HR Advisory Pte. Ltd. involves ensuring the company adheres to legal and ethical standards while meeting its business goals within the financial advisory sector. Candidates should possess relevant educational qualifications and experience, preferably in compliance or the insurance industry.
Salary
Base: $3500 - $4500; Bonus/Equity: Not specified; Benefits: Not specified