Compliance Manager – Data Support & Monitoring

TD

Charlotte, North Carolina, United States
Base: $91,000 - $145,600 usd; bonus/equity: eligib...
7+ years compliance experience
Advanced excel proficiency required
Data validation and integrity checks
The role is responsible for enabling compliance monitoring and testing activities through strong data governance, analytics, and operational reporting support

Job Summary

  • The role is responsible for enabling compliance monitoring and testing activities through strong data governance, analytics, and operational reporting support.
  • TD Bank US Compliance is building a more resilient and scalable compliance risk management function where team members can reshape structures and drive innovation.
  • The position offers growth opportunities and skill development as defining features of the colleague experience within a fast-paced environment.

Matching Summary

The role is responsible for enabling compliance monitoring and testing activities through strong data governance, analytics, and operational reporting support.

Salary

Base: $91,000 - $145,600 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, savings, retirement, PTO, and banking discounts included

Skills & Requirements

Must-have

  • 7+ years compliance experience
  • Advanced Excel proficiency required
  • Data validation and integrity checks
  • Compliance testing lifecycle knowledge
  • Regulatory audit defensibility

Nice-to-have

  • BI tool experience preferred
  • Entrepreneurial mindset
  • Experience with regulatory exams
  • Strong stakeholder communication
  • Ability to work in ambiguity

Key Requirements

  • Undergraduate degree or equivalent work experience
  • 7+ years of relevant experience
  • Advanced proficiency in Excel including pivot tables and Power Query

Work Rights

Not specified

Tailored Resume

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