Enhanced Due Diligence Analyst

Interactive Brokers Group, Inc.

Chicago, IL, United States
Base: $65,000 to $75,000 annually; bonus/equity: d...
On-site
Experience with broker dealer or fcm
Knowledge of bank secrecy act and patriot act
Ability to write risk assessments and sars
Interactive Brokers is a global financial services company known for its cutting-edge technology and client commitment

Job Summary

  • Interactive Brokers is a global financial services company known for its cutting-edge technology and client commitment.
  • The role involves conducting reviews of client KYC profiles and transactions in accordance with established AML and sanctions policies.
  • Candidates will contribute to streamlining processes while ensuring compliance with the Bank Secrecy Act and USA PATRIOT Act.

Matching Summary

Interactive Brokers is a global financial services company known for its cutting-edge technology and client commitment.

Salary

Base: $65,000 to $75,000 annually; Bonus/Equity: Discretionary cash bonus and stock award; Benefits: 401(k) match, health care, tuition reimbursement

Skills & Requirements

Must-have

  • Experience with Broker Dealer or FCM
  • Knowledge of Bank Secrecy Act and PATRIOT Act
  • Ability to write risk assessments and SARs
  • Strong analytical and problem-solving skills

Nice-to-have

  • Self-motivated with minimal supervision
  • Excellent verbal and written communication
  • Outstanding organizational and time management
  • Detail-oriented project management skills

Key Requirements

  • Bachelor's degree in law, accounting, or data analytics
  • Experience in internal audit, legal, or control functions
  • ACAMS, CFE, CFCS, Series 7, or FINRA licenses preferred
  • Knowledge of Capital Markets and trade surveillance

Work Rights

Not specified

Tailored Resume

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