Base: $42,400; bonus: eligible for monthly discret...
3-5 years relevant experience
Advanced knowledge of investment processes
Knowledge of compliance practices and regulations
This role supports Investment Advisors by managing day-to-day administration and delivering exceptional client service to achieve business objectives
Job Summary
This role supports Investment Advisors by managing day-to-day administration and delivering exceptional client service to achieve business objectives.
The position involves scheduling portfolio reviews, executing client-initiated trades, and resolving complaints in a timely and effective manner.
Candidates must adhere to strict risk and compliance processes to safeguard customer assets and maintain privacy while potentially earning discretionary compensation.
Matching Summary
This role supports Investment Advisors by managing day-to-day administration and delivering exceptional client service to achieve business objectives.
Salary
Base: $42,400; Bonus: Eligible for monthly discretionary bonus; Benefits: Health insurance, tuition reimbursement, accident/life insurance, retirement savings plans
Skills & Requirements
Must-have
3-5 years relevant experience
Advanced knowledge of investment processes
Knowledge of compliance practices and regulations
Trade processing rules knowledge
Client database maintenance skills
Nice-to-have
Knowledge of insurance and group products
Knowledge of trust and estate services
Financial or retirement planning knowledge
Mentoring and coaching abilities
Strong verbal and written communication
Key Requirements
3-5 years of relevant experience
Must meet licensing and certification requirements