The Director of Compliance will serve as the Manager in Charge Compliance & MLRO and act as the primary liaison with the Hong Kong Securities and Futures Commission
Job Summary
The Director of Compliance will serve as the Manager in Charge Compliance & MLRO and act as the primary liaison with the Hong Kong Securities and Futures Commission.
This role is responsible for developing and maintaining a comprehensive compliance program specifically tailored to the SFC's regulatory framework for virtual asset trading platforms.
The successful candidate must have direct hands-on experience with SFC-regulated entities and a minimum of 8-10 years in a senior compliance role within the financial services industry.
Matching Summary
The Director of Compliance will serve as the Manager in Charge Compliance & MLRO and act as the primary liaison with the Hong Kong Securities and Futures Commission.
Skills & Requirements
Must-have
SFC regulated entity experience
Virtual Asset Trading Platform regulations
Money Laundering Reporting Officer duties
AML CTF policy development
Client asset segregation knowledge
Nice-to-have
Cryptocurrency business experience
Cantonese or Mandarin language skills
ACAMS or CFE professional certification
Cybersecurity collaboration experience
Fast-paced dynamic environment adaptability
Key Requirements
Bachelor's degree in Law, Finance, or Business Administration
8-10 years senior compliance experience in Hong Kong