Regulatory Compliance Officer – Wealth and Securities Firm

BEATHCHAPMAN (PTE. LTD.)

Singapore, Singapore
Oversee day-to-day compliance operations
Review kyc/aml documentation
Conduct enhanced due diligence
The role involves acting as the subject matter expert for the compliance function within a global Wealth and Securities firm

Job Summary

  • The role involves acting as the subject matter expert for the compliance function within a global Wealth and Securities firm.
  • Key responsibilities include maintaining policies in line with MAS expectations and serving as the primary contact for regulators.
  • The successful candidate will identify operational risks and support remediation initiatives alongside internal and external audits.

Matching Summary

Match Score: 85

The role involves acting as the subject matter expert for the compliance function within a global Wealth and Securities firm.

Skills & Requirements

Must-have

  • Oversee day-to-day compliance operations
  • Review KYC/AML documentation
  • Conduct enhanced due diligence
  • Monitor adherence to investment mandates
  • Handle regulatory inspections and queries

Nice-to-have

  • Strong communication with senior stakeholders
  • Ability to deliver compliance training
  • Experience supporting internal audits

Key Requirements

  • Bachelor's degree in Finance, Business, Law, or related discipline
  • 5+ years of compliance experience in Banking or Wealth
  • Knowledge of Singapore SFA/FAA regulatory framework
  • Proven experience managing regulatory engagements

Work Rights

Not specified

Tailored Resume

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