Vice President, Investment Compliance

Workforcity

6-10 years of experience in financial industry
Exposure to post-trade compliance platforms
Ability to manage and develop a team
The Vice President, Investment Compliance is responsible for managing a team to ensure effective delivery of compliance services to clients

Job Summary

  • The Vice President, Investment Compliance is responsible for managing a team to ensure effective delivery of compliance services to clients.
  • This role involves implementing robust controls and monitoring for both existing and new clients while identifying opportunities for process improvements.
  • The position requires building relationships with clients and managing the risk and control agenda, ensuring compliance with applicable laws and regulations.

Matching Summary

The Vice President, Investment Compliance is responsible for managing a team to ensure effective delivery of compliance services to clients.

Skills & Requirements

Must-have

  • 6-10 years of experience in financial industry
  • Exposure to post-trade compliance platforms
  • Ability to manage and develop a team
  • Experience in fund accounting
  • Extensive knowledge of funds services

Nice-to-have

  • Demonstrated leadership and management skills
  • Ability to work in a team-oriented environment
  • Subject Matter Expert knowledge in related area

Key Requirements

  • Bachelor’s degree or equivalent experience
  • Knowledge of fund accounting data feeds
  • Ability to provide coverage during Australia business hours

Work Rights

Not specified

Tailored Resume

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