The Risk Analyst will exercise authoritative supervisory oversight of account opening and maintenance processes under the Service Review Unit (SRU) umbrella
Job Summary
The Risk Analyst will exercise authoritative supervisory oversight of account opening and maintenance processes under the Service Review Unit (SRU) umbrella.
The analyst will spearhead the review of daily supervisory reports, provide clear policy and procedure guidance, and resolve complex risk-related issues and approval errors in collaboration with SRU leadership and internal partners.
At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered.
Matching Summary
The Risk Analyst will exercise authoritative supervisory oversight of account opening and maintenance processes under the Service Review Unit (SRU) umbrella.
Skills & Requirements
Must-have
supervisory oversight
regulatory policy adherence
risk-related issue resolution
daily supervisory report review
policy and procedure guidance
Nice-to-have
world class customer service
proactive support and backup
risk-based training provision
collaboration with internal partners
Key Requirements
Series 7, 63 or 66, 9 and 10 or equivalent required
5-10 years industry experience
Confidence and decision-making skills
Knowledge of Morgan Stanley and Regulatory Client Onboarding policies preferred
Previous risk management or related supervisory experience preferred
Basic knowledge of Morgan Stanley and ETRADE systems preferred
Strong technical skills preferred
Familiarity with data visualization software such as Tableau is also desired