Director, Global Markets Supervision - Communications Program

TD Bank

New York, New York, United States of America
Base: $250,000 usd; bonus/equity: eligible for cas...
Communication surveillance program management
Regulatory compliance in capital markets
Vendor relationship management for technology
This role is responsible for driving a cohesive strategy for communication channels and surveillance across electronic, voice, mobile, video conferencing, and social media

Job Summary

  • This role is responsible for driving a cohesive strategy for communication channels and surveillance across electronic, voice, mobile, video conferencing, and social media.
  • The position oversees the development of policies and procedures while managing relationships with vendors and technology stakeholders to ensure regulatory adherence.
  • TD Securities offers a competitive total rewards package including base salary, variable compensation, health benefits, and extensive career development opportunities.

Matching Summary

This role is responsible for driving a cohesive strategy for communication channels and surveillance across electronic, voice, mobile, video conferencing, and social media.

Salary

Base: $250,000 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, retirement, PTO, and banking discounts included

Skills & Requirements

Must-have

  • Communication surveillance program management
  • Regulatory compliance in capital markets
  • Vendor relationship management for technology
  • Data controls and retention strategy
  • Cross-organization stakeholder collaboration

Nice-to-have

  • Strong leadership and interpersonal skills
  • Ability to work in fast-paced environment
  • Excellent written and oral communication
  • Critical thinking and problem-solving
  • Experience with Behavox or Smarsh tools

Key Requirements

  • 7+ years of related experience required
  • 15+ years preferred in capital markets industry
  • Bachelor's degree or progressive work experience
  • Knowledge of US Broker Dealer regulation
  • Experience working with regulators and auditors

Work Rights

Not specified

Tailored Resume

Cover Letter