Job Summary

• The role manages a team of over 50 FINRA-licensed colleagues responsible for supervisory oversight of investments sales activity across the Citigold/Citi Private Client Retail Branch Network.
• Candidates must establish and maintain compliance with securities laws including SEC Regulation Best Interest, DOL PTE 2020-02, and various FINRA rules to prevent violations.
• Citi offers competitive benefits including medical, dental, vision coverage, 401(k), life insurance, and paid time off packages alongside a salary range of $170,000 to $300,000.

Matching Summary

Salary

Base: $170,000.00 - $300,000.00; Bonus/Equity: Discretionary and formulaic incentive and retention awards available; Benefits: Medical, dental, vision, 401(k), life, accident, disability insurance, wellness programs, and paid time off

Skills & Requirements

Key Requirements

• FINRA Series 7, 66 (or 63/65), 24, 4, 53 licenses
• 15+ years of supervisory experience in financial industry
• Bachelor's degree required; Master's degree preferred
• US Citizenship or Work Authorization (implied by location/regulatory context)

Work Rights