Trade Surveillance Associate - Equities/exchange Traded Products (compliance) - Td Securities (us)

TD Bank

New York, United States
$100,000 - $135,000 usd; not specified; not specif...
On-site
Equities/exchange traded products trading
In-depth knowledge of trade lifecycle
Regulatory compliance
The TDS US Compliance team is looking for Associate-level candidates to join the Equities Trade Surveillance team

Job Summary

  • The TDS US Compliance team is looking for Associate-level candidates to join the Equities Trade Surveillance team.
  • This role involves managing correspondence, information, and confidentiality, while identifying and managing risks.
  • The position requires building relationships with key stakeholders including front office teams and support functions.

Matching Summary

The TDS US Compliance team is looking for Associate-level candidates to join the Equities Trade Surveillance team.

Salary

$100,000 - $135,000 USD; Not specified; Not specified

Skills & Requirements

Must-have

  • Equities/Exchange Traded Products trading
  • In-depth knowledge of trade lifecycle
  • Regulatory compliance
  • Risk management and control
  • Stakeholder relationship management

Nice-to-have

  • Continuous process improvements
  • Positive work environment
  • Teamwork and collaboration

Key Requirements

  • 3-5 years of experience in surveillance
  • 5-7 Years of related experience
  • Bachelors degree or progressive work experience
  • Strong knowledge of the trade lifecycle

Work Rights

Not specified

Tailored Resume

Cover Letter