Chief Compliance Officer, Rhd

Robinhood

Chicago, IL, US
Base: $224,000 - $264,000 (chicago); base: $255,00...
On-site
8+ years financial services compliance experience
5+ years futures and derivatives focus
Active finra series 3 license
The role involves leading the design and management of a comprehensive derivatives compliance program aligned with CFTC and NFA requirements

Job Summary

  • The role involves leading the design and management of a comprehensive derivatives compliance program aligned with CFTC and NFA requirements.
  • Candidates must possess an active FINRA Series 3 license and have significant experience specifically within futures and derivatives markets.
  • The position offers performance-driven compensation including multipliers for impact, equity ownership, and 100% paid health insurance for employees.

Matching Summary

The role involves leading the design and management of a comprehensive derivatives compliance program aligned with CFTC and NFA requirements.

Salary

Base: $224,000 - $264,000 (Chicago); Base: $255,000 - $300,000 (New York); Bonus/Equity: Eligible; Benefits: 100% paid health insurance

Skills & Requirements

Must-have

  • 8+ years financial services compliance experience
  • 5+ years futures and derivatives focus
  • Active FINRA Series 3 license
  • Deep knowledge of CFTC and NFA regulations
  • Experience developing compliance policies and controls

Nice-to-have

  • Prior experience at regulatory agencies like CFTC or NFA
  • Ability to translate complex regulations into actionable guidance
  • Experience supporting mergers and acquisitions
  • Strong leadership in high-performing teams

Key Requirements

  • 8+ years of financial services compliance experience
  • 5+ years focused on futures, derivatives, or related products
  • Active FINRA Series 3 license required
  • Strong knowledge of CFTC and NFA regulations
  • Experience working with regulators or prior agency experience

Work Rights

Not specified

Tailored Resume

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