Compliance Manager - Trade And Communication Surveillance
Wells Fargo
Not specified (please clarify based on company policies).
5+ years of compliance experience
2+ years of leadership experience
Trade and communication surveillance oversight
Wells Fargo is seeking a Compliance Manager for their trade and communication surveillance team, responsible for overseeing compliance with regulatory requirements and managing a team in Corporate Investment Banking. The ideal candidate should have significant experience in compliance, specifically in surveillance related to trading and communication, with strong leadership skills
Job Summary
This role involves managing a team responsible for establishing and maintaining risk standards to ensure compliance with federal and state regulations.
The ideal candidate will have extensive experience reviewing trade and communication surveillance alerts across equity, foreign exchange, and fixed income products.
Wells Fargo seeks a leader who can build or enhance surveillance modules while collaborating with business leaders, Legal, Audit, and regulators.
Matching Summary
Match Score: 85
Wells Fargo is seeking a Compliance Manager for their trade and communication surveillance team, responsible for overseeing compliance with regulatory requirements and managing a team in Corporate Investment Banking. The ideal candidate should have significant experience in compliance, specifically in surveillance related to trading and communication, with strong leadership skills.