Investment Management Compliance, Director (avp) /vice President
Morgan Stanley
Onsite
8 years compliance experience in financial institution
5 years recent investment management industry experience
Knowledge of asian regulatory frameworks
The role involves advising MSIM business on compliance matters across Asian jurisdictions including Australia, China, Hong Kong, India, Korea, Singapore, and Taiwan
Job Summary
The role involves advising MSIM business on compliance matters across Asian jurisdictions including Australia, China, Hong Kong, India, Korea, Singapore, and Taiwan.
Responsibilities include drafting regional policies, conducting training sessions, and assisting with audit and regulatory filings for bodies like MAS, HK SFC, and US SEC.
Morgan Stanley offers a supportive environment driven by core values such as putting clients first and committing to diversity and inclusion.
Matching Summary
The role involves advising MSIM business on compliance matters across Asian jurisdictions including Australia, China, Hong Kong, India, Korea, Singapore, and Taiwan.
Skills & Requirements
Must-have
8 years compliance experience in financial institution
5 years recent investment management industry experience
Knowledge of Asian regulatory frameworks
Drafting and maintaining compliance policies
Conducting training and monitoring activities
Nice-to-have
Strong analytical skills in fast-paced environment
Exceptional written and oral communication
Experience with cross-border investment activities
Ability to collaborate across multiple business lines
Key Requirements
Bachelor's degree in Legal, Accounting, Business or Finance
Minimum 8 years compliance-related experience
Minimum 5 years recent investment management experience