Manager Regulatory Compliance & Monitoring

ASX OPERATIONS PTY

Hybrid
4+ years risk and compliance capability
Experience in financial markets regulatory reporting
Ability to identify and manage non-financial risks
ASX Operations Pty is seeking a Manager of Regulatory Compliance & Monitoring who will provide risk and compliance advice and oversight within a dynamic financial marketplace. The ideal candidate should have experience in risk management, regulatory reporting, and stakeholder engagement

Job Summary

  • The role involves providing risk and compliance advice, independent review, and oversight at the Licensee level as a market operator.
  • Candidates will support the development and continuous improvement of an enterprise-wide approach to regulatory reporting compliance.
  • ASX fosters a diverse and inclusive workplace where employee-led networks champion LGBTIQ+ inclusion and gender equality.

Matching Summary

Match Score: 85

ASX Operations Pty is seeking a Manager of Regulatory Compliance & Monitoring who will provide risk and compliance advice and oversight within a dynamic financial marketplace. The ideal candidate should have experience in risk management, regulatory reporting, and stakeholder engagement.

Skills & Requirements

Must-have

  • 4+ years Risk and Compliance capability
  • Experience in financial markets regulatory reporting
  • Ability to identify and manage non-financial risks
  • Engagement with governance forums and working groups
  • Facilitation and negotiation skills across stakeholder groups

Nice-to-have

  • Legal expertise in financial industry
  • Experience in large scale enterprise-wide risk transformations
  • Knowledge of RBA Financial Stability Standards
  • Experience in Regulatory engagement with licensees

Key Requirements

  • Must be legally authorised to work in Australia permanently without restrictions
  • 4+ years experience in risk management and compliance
  • Demonstrated experience in financial markets and project delivery

Work Rights

Must have permanent work authorization in Australia without restrictions

Tailored Resume

Cover Letter