Senior Consultant, Regulatory Compliance Management

CIBC

Toronto, Canada
Hybrid
Regulatory monitoring and communication
Risk assessment and advisory
Rcm library management
The Senior Consultant, Regulatory Compliance Management (RCM), is a key member of the Capital Markets Compliance, Regulatory Compliance Management team, serving as the Primary Oversight Function (OF) Lead

Job Summary

  • The Senior Consultant, Regulatory Compliance Management (RCM), is a key member of the Capital Markets Compliance, Regulatory Compliance Management team, serving as the Primary Oversight Function (OF) Lead.
  • You will supports the RCM Accountable Officer and will be responsible for executing oversight activities while serving as a subject matter expert for specific regulatory requirements.
  • At CIBC we embrace your strengths and your ambitions, so you are empowered at work.

Matching Summary

The Senior Consultant, Regulatory Compliance Management (RCM), is a key member of the Capital Markets Compliance, Regulatory Compliance Management team, serving as the Primary Oversight Function (OF) Lead.

Skills & Requirements

Must-have

  • Regulatory monitoring and communication
  • Risk assessment and advisory
  • RCM library management
  • Reporting and documentation

Nice-to-have

  • Leadership and process optimization
  • Values matter to you

Key Requirements

  • Over 5 years of experience
  • Degree in Business, Finance or Legal
  • Expertise in reviewing legal and regulatory documentation
  • Knowledge of key regulatory bodies (CIRO, CSA)
  • Strong legal mindset

Work Rights

Not specified

Tailored Resume

Cover Letter