Vice President, Compliance Manager - Testing & Quality Assurance

Mitsubishi UFJ Financial Group

London, United Kingdom
Risk based compliance testing
Compliance assurance frameworks
Regulatory risk management
The role involves delivering a comprehensive second-line risk based assurance programme across MUFG’s London and EMEA securities business activities

Job Summary

  • The role involves delivering a comprehensive second-line risk based assurance programme across MUFG’s London and EMEA securities business activities.
  • The successful candidate will lead a sub team, manage data analytics projects including AI initiatives, and support regulatory inspections and audits.
  • MUFG fosters a culture of collaboration, innovation, and diversity, investing in talent and empowering employees to own their careers.

Matching Summary

The role involves delivering a comprehensive second-line risk based assurance programme across MUFG’s London and EMEA securities business activities.

Skills & Requirements

Must-have

  • Risk based compliance testing
  • Compliance assurance frameworks
  • Regulatory risk management
  • Data analytics for compliance
  • Team leadership and management
  • Governance and escalation processes

Nice-to-have

  • Knowledge of UK, US, EU regulations
  • Experience with Power BI and Tableau
  • Strategic planning and stakeholder engagement
  • Coaching and mentoring skills
  • Strong communication and negotiation
  • Adaptability and problem solving

Key Requirements

  • Extensive experience in testing or audit for financial institutions
  • Proven leadership of testing and assurance programmes
  • In-depth knowledge of UK regulations
  • Bachelor’s degree in Finance, Economics, or related field
  • Preferred advanced degree or professional certifications

Work Rights

Not specified

Tailored Resume

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