Senior Portfolio Compliance Specialist, Mercer Investments

Mercer Investments

Boston, MA, USA
Base: $118,900 to $238,000; bonus/equity: performa...
Hybrid
6 to 8 years investment management experience
Fixed income and derivatives knowledge
Pre-trade and post-trade controls
This role is responsible for administering the portfolio compliance program for clients and proprietary funds across the U.S. and Canada

Job Summary

  • This role is responsible for administering the portfolio compliance program for clients and proprietary funds across the U.S. and Canada.
  • The successful candidate will oversee day-to-day functions including new guideline implementation, alert investigation, and rule testing.
  • Marsh offers a competitive total rewards package including health benefits, tuition assistance, and 401K savings alongside a hybrid work model.

Matching Summary

This role is responsible for administering the portfolio compliance program for clients and proprietary funds across the U.S. and Canada.

Salary

Base: $118,900 to $238,000; Bonus/Equity: Performance-based incentives eligible; Benefits: Health, welfare, tuition assistance, 401K

Skills & Requirements

Must-have

  • 6 to 8 years investment management experience
  • Fixed income and derivatives knowledge
  • Pre-trade and post-trade controls
  • Rule creation and library maintenance
  • Guideline breach detection and resolution

Nice-to-have

  • CFA designation or active status
  • Charles River and Bloomberg proficiency
  • Strong independent judgment skills
  • Global regulatory regime knowledge
  • Project management capabilities

Key Requirements

  • Minimum 6 to 8 years relevant experience
  • Undergraduate degree in Finance, Economics, or Accounting
  • Familiarity with investment-related regulations
  • Experience with portfolio monitoring tools

Work Rights

Not specified

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