Base: $45,000 to $76,500; bonus/equity: not specif...
Hybrid
Trade surveillance
Regulatory compliance
Market abuse detection
Conduct daily surveillance of Firm and Customer trading activity to ensure compliance with appropriate rules, regulations, and firm policies
Job Summary
Conduct daily surveillance of Firm and Customer trading activity to ensure compliance with appropriate rules, regulations, and firm policies.
Perform research and investigations to identify the reason for potential violations and document research results.
Deutsche Bank provides access to physical, emotional, and financial wellness benefits that allow colleagues to stay financially secure and strike balance between work and home.
Matching Summary
Conduct daily surveillance of Firm and Customer trading activity to ensure compliance with appropriate rules, regulations, and firm policies.
Salary
Base: $45,000 to $76,500; Bonus/Equity: Not specified; Benefits: Health and wellbeing benefits, retirement savings plans, parental leave, family building benefits
Skills & Requirements
Must-have
Trade surveillance
Regulatory compliance
Market abuse detection
Financial markets knowledge
Investigate trading activities
Nice-to-have
Proactive approach
Effective communication
Team player
Adaptable to change
Strong work ethic
Key Requirements
Moderate work experience in regulatory, audit, compliance, risk, surveillance
College degree in Finance, Business or Accounting or equivalent work experience