Vice President – Compliance Regulatory Change Lead

TD Bank

New York, New York, United States
Base: $150,000 - $180,000 usd; bonus/equity: not s...
Regulatory compliance management framework
Securities regulation expertise
Global regulatory inventory maintenance
Oversees and manages the implementation of regulatory changes for TD's U.S. Wholesale businesses

Job Summary

  • Oversees and manages the implementation of regulatory changes for TD's U.S. Wholesale businesses.
  • Responsible for monitoring, identifying, and communicating changes to laws, rules, and regulations.
  • TD is committed to providing fair and equitable compensation opportunities, growth opportunities, and skill development.

Matching Summary

Oversees and manages the implementation of regulatory changes for TD's U.S. Wholesale businesses.

Salary

Base: $150,000 - $180,000 USD; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Regulatory Compliance Management Framework
  • Securities regulation expertise
  • Global Regulatory Inventory maintenance
  • Trade and communications surveillance
  • Market abuse behavior surveillance

Nice-to-have

  • Strong analytical and detail-oriented skills
  • Ability to thrive in fast-paced environment
  • Client service and partnership skills
  • Proactive learning of new regulatory areas

Key Requirements

  • 5-7 years of experience with a registered US broker dealer, swap dealer, GSIB, or regulator
  • BA/BS degree required, JD desirable
  • Proficiency in Excel, Word, PowerPoint, and SharePoint

Work Rights

Not specified

Tailored Resume

Cover Letter