The Compliance Officer will advise on new products, develop training programs, assist in complaints handling, and perform monitoring checks
Job Summary
The Compliance Officer will advise on new products, develop training programs, assist in complaints handling, and perform monitoring checks.
The role involves supporting the Chief Compliance Officer in coordinating audits, liaising with infrastructure functions, and developing/enhancing policies and processes.
Morgan Stanley offers attractive and comprehensive employee benefits and perks, with ample opportunity for career advancement.
Matching Summary
The Compliance Officer will advise on new products, develop training programs, assist in complaints handling, and perform monitoring checks.
Skills & Requirements
Must-have
Conflict-of-Interest Management
Personal account Dealings
Compliance Reporting
Audit coordination
Regulatory reform impact analysis
Nice-to-have
Solution-oriented approach
Ambitious and initiative-driven
Collaborative and creative thinkers
Supportive and inclusive environment
Key Requirements
First experience in Compliance within financial institutions
Excellent German and English language skills
Good Microsoft Excel, Word, Outlook, and PowerPoint knowledge