Financial Advisor

Wcnorthwest

Develop new business
Conduct securities buying and selling
Ensure compliance with finra/sec regulations
The Financial Advisor is responsible for developing new business on the financial services platform and maintaining client relationships

Job Summary

  • The Financial Advisor is responsible for developing new business on the financial services platform and maintaining client relationships.
  • This role involves conducting securities transactions and providing investment services to clients.
  • The advisor will also ensure compliance with regulatory requirements and assist clients in financial planning.

Matching Summary

The Financial Advisor is responsible for developing new business on the financial services platform and maintaining client relationships.

Skills & Requirements

Must-have

  • Develop new business
  • Conduct securities buying and selling
  • Ensure compliance with FINRA/SEC regulations

Nice-to-have

  • Ability to establish effective working relationships
  • Ability to present ideas clearly
  • Ability to analyze financial data

Key Requirements

  • Bachelor's Degree in Finance or related field
  • 6 - 8 years relevant experience
  • Licenses: Series 7, Series 63, Series 65 or Series 66

Work Rights

Not specified

Tailored Resume

Cover Letter