Regional Director - Wealth Advisory - East

CLA

Base: $197,000 - $303,000 (california); bonus/equi...
Hybrid
10 years financial services experience
Finra series 7 24 and 65 licenses
Leading and coaching financial professionals
CLA is seeking a Regional Director for their Wealth Advisory Practice to drive strategic growth and enhance client relationships in the East region. The role emphasizes leadership in expanding market presence, developing advisors, and ensuring high-quality client service

Job Summary

  • This role serves as a catalyst connecting vision to execution while shaping how the firm serves clients and grows markets.
  • The successful candidate will lead strategic expansion by identifying high-value markets and elevating advisor talent through coaching and hiring.
  • Candidates must ensure flawless adherence to fiduciary, regulatory, and risk standards while delivering holistic high-value planning to clients.

Matching Summary

Match Score: 85

CLA is seeking a Regional Director for their Wealth Advisory Practice to drive strategic growth and enhance client relationships in the East region. The role emphasizes leadership in expanding market presence, developing advisors, and ensuring high-quality client service.

Salary

Base: $197,000 - $303,000 (California); Bonus/Equity: Competitive compensation with performance incentives; Benefits: Health, dental, vision, 401k and comprehensive options

Skills & Requirements

Must-have

  • 10 years financial services experience
  • FINRA Series 7 24 and 65 licenses
  • Leading and coaching financial professionals
  • Strategic market development execution
  • Fiduciary and regulatory compliance adherence

Nice-to-have

  • Certified Financial Planner CFP designation
  • Bachelor degree in Accounting or Finance
  • Experience with WealthTech platforms
  • Building high-performance team culture
  • Seamless cross-service collaboration skills

Key Requirements

  • 10 years relevant financial services experience
  • FINRA Series 7 license required
  • FINRA Series 24 license required
  • FINRA Series 65 license required
  • Bachelor's degree preferred

Work Rights

Not specified

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