Senior Compliance Analyst

Dimensional Fund Advisors

Hybrid
Analyze marketing communications across channels
Ensure compliance with sec and finra regulations
Collaborate with sales and investment product staff
The team is empowered to identify underlying patterns that impact the firm and provide forward-looking solutions

Job Summary

  • The team is empowered to identify underlying patterns that impact the firm and provide forward-looking solutions.
  • This position works closely with Compliance, Risk, and Legal colleagues to ensure Dimensional remains compliant with all regulatory bodies.
  • Dimensional offers a variety of programs including comprehensive benefits, educational initiatives, and special celebrations of company history.

Matching Summary

The team is empowered to identify underlying patterns that impact the firm and provide forward-looking solutions.

Skills & Requirements

Must-have

  • Analyze marketing communications across channels
  • Ensure compliance with SEC and FINRA regulations
  • Collaborate with sales and investment product staff
  • Administer compliance software tools
  • Conduct annual compliance testing

Nice-to-have

  • Strong interpersonal relationship management skills
  • Ability to synthesize complex data sets
  • Self-guided motivation in fast-paced environment
  • Experience with new product launch support

Key Requirements

  • Bachelor's degree required
  • 5+ years professional work experience
  • 2+ years in compliance related field
  • Series 7 and Series 24 licenses preferred
  • Not eligible for immigration sponsorship

Work Rights

Must not require sponsorship

Tailored Resume

Cover Letter