Securitized Product Business Oversight Compliance - Vp

Barclays

New York, NY, USA
Base: $145,000 - $200,000; bonus/equity: not speci...
Understanding of us securities laws finra sec
Knowledge of derivatives regulations cftc
Experience in securitized product trading structuring
This role provides data-led expert oversight to ensure the organization operates in compliance with legal, regulatory, and ethical responsibilities

Job Summary

  • This role provides data-led expert oversight to ensure the organization operates in compliance with legal, regulatory, and ethical responsibilities.
  • The incumbent will identify and investigate potential market abuse, insider dealing, and money laundering within securitized product activities.
  • Success requires a deep understanding of U.S. securities regulations including FINRA, SEC, and CFTC requirements.

Matching Summary

This role provides data-led expert oversight to ensure the organization operates in compliance with legal, regulatory, and ethical responsibilities.

Salary

Base: $145,000 - $200,000; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Understanding of US securities laws FINRA SEC
  • Knowledge of derivatives regulations CFTC
  • Experience in securitized product trading structuring
  • Ability to identify market abuse risks
  • Strong analytical problem-solving skills

Nice-to-have

  • Excellent verbal and written communication
  • Ability to multitask in fast-paced environment
  • Attention to detail mindset
  • Collaborative team player
  • Strategic thinking capabilities

Key Requirements

  • Vice President level experience
  • Subject matter expertise in securitized products
  • Leadership or individual contributor track record

Work Rights

Not specified

Tailored Resume

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