Managing Director - Chief Compliance Officer, Capital Markets Canada

BMO

Toronto, ON, Canada
Base: cdn $200k - $230k; bonus/equity: performance...
10+ years securities law experience
Capital markets compliance leadership
Regulatory exam management
This role leads the second line Capital Markets Compliance Program in Canada while managing the Global Control Room and BMO Volcker Compliance Office

Job Summary

  • This role leads the second line Capital Markets Compliance Program in Canada while managing the Global Control Room and BMO Volcker Compliance Office.
  • The incumbent serves as the principal interface with regulators, managing exams and representing Capital Markets in discussions with securities authorities and exchanges.
  • BMO offers a comprehensive total compensation package including performance-based incentives, discretionary bonuses, health insurance, and retirement savings plans.

Matching Summary

This role leads the second line Capital Markets Compliance Program in Canada while managing the Global Control Room and BMO Volcker Compliance Office.

Salary

Base: CDN $200K - $230K; Bonus/Equity: Performance-based incentives and discretionary bonuses included; Benefits: Health insurance, tuition reimbursement, accident/life insurance, retirement savings plans

Skills & Requirements

Must-have

  • 10+ years securities law experience
  • Capital markets compliance leadership
  • Regulatory exam management
  • Global control room operations
  • Volcker rule expertise

Nice-to-have

  • US and UK securities law knowledge
  • Advanced degree JD or MBA
  • Thought leadership in compliance
  • Cross-border regulatory strategy

Key Requirements

  • Bachelor's degree required
  • At least 10 years related experience
  • Satisfy regulatory role-based proficiency requirements

Work Rights

Not specified

Tailored Resume

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