Markets Compliance Officer (fx And Sales) - Vice President

Citi Handlowy

London, United Kingdom
Compliance laws, rules, regulations
Trading floor compliance experience
Risk controls and monitors
Assists with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise

Job Summary

  • Assists with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise.
  • Provides day-to-day Compliance advice relating to the supported function/business/product and guidance on function/business/product rules/laws and interpretation on internal policies and procedures.
  • Collaborates with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues.

Matching Summary

Assists with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise.

Skills & Requirements

Must-have

  • Compliance laws, rules, regulations
  • Trading floor compliance experience
  • Risk Controls and Monitors
  • Risk Identification and Assessment
  • Risk Remediation
  • Laws and Regulations

Nice-to-have

  • Credible Challenge
  • Business Acumen
  • Innovative and adaptive
  • Work collaboratively and independently

Key Requirements

  • Bachelor’s degree
  • Experience in compliance, legal or other control-related function
  • Strong working knowledge of function/business/product supported

Work Rights

Not specified

Tailored Resume

Cover Letter