Associate Or Associate Director, Japan Compliance

Apollo

Tokyo, Japan
Japanese regulatory obligations expertise
Type i ii iaa dim license experience
Asset management compliance oversight
The incumbent will execute the Japanese compliance program to ensure adherence to local regulatory obligations alongside the Japan Compliance Officer

Job Summary

  • The incumbent will execute the Japanese compliance program to ensure adherence to local regulatory obligations alongside the Japan Compliance Officer.
  • Apollo is a high-growth global alternative asset manager seeking candidates who embody the 'One Apollo' mindset of cooperation without silos.
  • The role involves managing periodic regulatory reports, monitoring fund registrations, and assisting in handling regulatory inquiries and inspections.

Matching Summary

The incumbent will execute the Japanese compliance program to ensure adherence to local regulatory obligations alongside the Japan Compliance Officer.

Skills & Requirements

Must-have

  • Japanese regulatory obligations expertise
  • Type I II IAA DIM license experience
  • Asset management compliance oversight
  • AML Act knowledge application
  • English and Japanese fluency

Nice-to-have

  • Creative mindset for compliance solutions
  • Collaborative multi-jurisdictional teamwork
  • Strong analytical and business acumen
  • Internal motivation to work independently
  • Experience with board meeting coordination

Key Requirements

  • Bachelor's degree or equivalent
  • 3-6 years proven compliance experience in Japan
  • Experience with Type I, II, IAA, or DIM licensed firms
  • Fluent oral and written English and Japanese

Work Rights

Not specified

Tailored Resume

Cover Letter