Commission-based; earning directly tied to individ...
Build rapport with clients and prospects
Gather assets for brokerage accounts
Maintain compliance with finra and sec rules
Wintrust Wealth Management serves private clients including high net worth individuals and business owners with comprehensive wealth management solutions
Job Summary
Wintrust Wealth Management serves private clients including high net worth individuals and business owners with comprehensive wealth management solutions.
Advisors are expected to build professional relationships, gather assets, and maintain strict compliance with industry regulations while meeting sales quotas.
The company offers competitive pay, a generous 401k match, and an award-winning culture recognized by the Chicago Tribune and Globe & Mail.
Matching Summary
Wintrust Wealth Management serves private clients including high net worth individuals and business owners with comprehensive wealth management solutions.
Salary
Commission-based; earning directly tied to individual production; Not specified base salary
Skills & Requirements
Must-have
Build rapport with clients and prospects
Gather assets for brokerage accounts
Maintain compliance with FINRA and SEC rules
Meet sales quotas and revenue targets
Develop relevant financial plans for clients
Nice-to-have
Award-winning workplace culture
Supportive boutique firm environment
Strong reputation for personal service
Family-friendly work hours
Promote from within culture
Key Requirements
Series 7 license required
Series 66 or Series 63/65 license required
Proven work history as a financial advisor
Consistent track record of successful financial guidance
Solid knowledge of mutual funds, stocks, and bonds